<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/24?registers=between Fri, 22 Nov 2024 05:57:17 -0800 Fri, 22 Nov 2024 05:57:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/24?registers=between Notice - Sunshine Act Meeting; Notice https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14772.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14772.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14772.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14694.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14694.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14694 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14694.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14693.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14693.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14693 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14693.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14662.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14662.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14662 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14662.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14661.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14661.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14661 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14661.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14660.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14660.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14660 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14660.pdf Notice - Northern Lights Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14659.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14659.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14659 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14659.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Related to List of Permitted Cover https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14658.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14658.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14658 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14658.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14657.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14657.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14657 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14657.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14656.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14656.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14656 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14656.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14655.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14655.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14655.pdf