Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/19?limit=200®isters=between&mode=atom2024-11-25T06:27:19-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14439.htmlNotice - In the Matter of Crescent Banking Co., Data Storage Consulting Services, Inc., First National Bancshares, Inc., Infosmart Group, Inc., Marco Community Bancorp, Inc., and Sun River Energy, Inc. (n/k/a New River Exploration, Inc.); Order of Suspension of Trading2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14439.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14438.htmlNotice - In the Matter of Applied NeuroSolutions, Inc., Cowlitz Bancorporation, First Place Financial Corp., and Kedem Pharmaceuticals, Inc.; Order of Suspension of Trading2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14438.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14319.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether the Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14319.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14318.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information; Correction2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14318.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14317.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the Reality Shares NASDAQ-100 DIVS Index ETF of the Reality Shares ETF Trust Under Rule 57052014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14317.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14316.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF Under NYSE Arca Equities Rule 5.2(j)(3)2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14316.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14315.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14315.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14314.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14314.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14313.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Rule Language and To Permit the Exchange To Enable or Disable Trade Adjustment Functionalities Pursuant to Notice2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14313.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14312.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14312.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14311.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14311.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14310.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades2014-06-19T00:00:00-07:002014-06-19T00:00:00-07:002014-14310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14310.pdf