Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/18?limit=200&registers=between&mode=atom 2024-11-25T13:01:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14232.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14232.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14231.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14231.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14204.html Notice - WhiteHorse Finance, Inc., et al.; Notice of Application 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14204.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14203.html Notice - Absolute Shares Trust, et al.; Notice of Application 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14203.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14202.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade of Shares of the First Trust Enhanced Short Maturity ETF of First Trust Exchange-Traded Fund IV 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14202.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14201.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Add an Additional Requirement To Qualify for Step Up Tier 3 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14201.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14200.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14200 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14200.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14199.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14199 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14199.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14198.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14198.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14197.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14197.pdf https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14196.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program 2014-06-18T00:00:00-07:00 2014-06-18T00:00:00-07:00 2014-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14196.pdf