Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/06?limit=200&registers=between&mode=atom 2024-05-23T16:37:30-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13203.html Notice - Self-Regulatory Organization; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Make The Options Clearing Corporation's Existing Policy Concerning Specified Concentration Limits Related to Deposits of Certain Letters of Credit Applicable to All Letters of Credit 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13203.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13153.html Notice - MarketShares ETF Trust, et al.; Notice of Application 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13153 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13153.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13152.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Regarding Investment Losses and Non-Default Losses 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13152 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13152.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13108.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving Proposed Rule Change To Amend Footnote 4 of the Exchange's Fee Schedule To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the EDGX Book Feed 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13108 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13108.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13107.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13107 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13107.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13105.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 515, 519 and 529 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13105.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13104.html Notice - Ivy Funds, et al.; Notice of Application 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13104 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13104.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13103.html Notice - Fidus Investment Corporation, et al.; Notice of Application 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13103 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13103.pdf https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13102.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2014-06-06T00:00:00-07:00 2014-06-06T00:00:00-07:00 2014-13102 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13102.pdf