<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/05?registers=between Fri, 22 Nov 2024 06:15:26 -0800 Fri, 22 Nov 2024 06:15:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/05?registers=between Notice - BMO Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13020.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13020.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13020 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13020.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Duration Mortgage Opportunities ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13019.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13019.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13019 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13019.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13018.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13018.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13018 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13018.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13017.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13017.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13017 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13017.pdf