Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/05?limit=200&registers=between&mode=atom 2024-11-22T06:36:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13020.html Notice - BMO Funds, Inc., et al.; Notice of Application 2014-06-05T00:00:00-07:00 2014-06-05T00:00:00-07:00 2014-13020 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13020.pdf https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13019.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Duration Mortgage Opportunities ETF of First Trust Exchange-Traded Fund IV 2014-06-05T00:00:00-07:00 2014-06-05T00:00:00-07:00 2014-13019 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13019.pdf https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13018.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction 2014-06-05T00:00:00-07:00 2014-06-05T00:00:00-07:00 2014-13018 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13018.pdf https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13017.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options 2014-06-05T00:00:00-07:00 2014-06-05T00:00:00-07:00 2014-13017 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13017.pdf