Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/03?limit=200&registers=between&mode=atom 2024-11-22T06:15:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12891.html Notice - Sunshine Act Meeting 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12891 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12891.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12775.html Notice - Submission for OMB Review; Comment Request 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12775 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12775.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12774.html Notice - Submission for OMB Review; Comment Request 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12774 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12774.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12773.html Notice - Submission for OMB Review; Comment Request 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12773.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12772.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Concerning the Consolidation of the Governance Committee and Nominating Committee Into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on The Options Clearing Corporation's Board of Directors 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12772.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12771.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating To Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12771.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12770.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change To Amend the Fees Schedule 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12770.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12769.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Intraday Margin Be Collected and Margin Assets Not Be Withdrawn When a Clearing Member's Reasonably Anticipated Settlement Obligations to OCC Would Exceed the Liquidity Resources Available to OCC To Satisfy Such Settlement Obligations 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12769 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12769.pdf https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12768.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 2014-06-03T00:00:00-07:00 2014-06-03T00:00:00-07:00 2014-12768 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12768.pdf