<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/02?registers=between Fri, 22 Nov 2024 05:47:39 -0800 Fri, 22 Nov 2024 05:47:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/02?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities https://regulations.justia.com/regulations/fedreg/2014/06/02/C1-2014-12072.html https://regulations.justia.com/regulations/fedreg/2014/06/02/C1-2014-12072.html Mon, 02 Jun 2014 00:00:00 -0700 C1-2014-12072 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/C1-2014-12072.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, To Enhance NSCC's Existing Parametric Value-at-Risk Margining Model https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12648.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12648.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12648 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12648.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and To List and Trade Shares of the ActiveSharesSM https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12647.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12647.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12647.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12646.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12646.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12646 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12646.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12645.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12645.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12645 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12645.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 13-Equities to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12644.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12644.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12644 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12644.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12643.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12643.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12643.pdf