Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/27?limit=200&registers=between&mode=atom 2024-11-21T23:47:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12310.html Notice - Sunshine Act Meeting. 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12310.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12255.html Notice - International Development and Environmental Holdings; Order of Suspension of Trading 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12255 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12255.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12248.html Notice - Angel Acquisition Corp. n/k/a Biogeron, Inc.;Order of Suspension of Trading 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12248 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12248.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12247.html Notice - First Power & Light, Inc.,: n/k/a Volt Solar Systems, Inc; Order of Suspension of Trading 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12247.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12076.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trading Space Allocation Procedures 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12076 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12076.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12075.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Broadening Arbitrators' Authority to Make Referrals During an Arbitration Proceeding 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12075 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12075.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12074.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Regulatory Cooperation 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12074 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12074.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12073.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY to Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12073 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12073.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12072.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to per Share Estimated Valuations for Unlisted DPP and REIT Securities 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12072 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12072.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12071.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2014 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12071.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12070.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of “Reporting Member” in the Order Audit Trail System Rules 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12070 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12070.pdf https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12069.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2014 2014-05-27T00:00:00-07:00 2014-05-27T00:00:00-07:00 2014-12069 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12069.pdf