Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/15?limit=200&registers=between&mode=atom 2024-11-22T00:25:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11164.html Notice - Submission for OMB Review; Comment Request 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11164 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11164.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11163.html Notice - Submission for OMB Review; Comment Request 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11163 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11163.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11162.html Notice - Submission for OMB Review; Comment Request 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11162 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11162.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11161.html Notice - Submission for OMB Review; Comment Request 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11161 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11161.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11160.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to the Elimination of SPY Position Limits 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11160 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11160.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11159.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to the Elimination of SPY Position Limits 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11159 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11159.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11158.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Means of Achieving the Investment Objectives of the First Trust Tactical High Yield ETF of First Trust Exchange-Traded Fund IV 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11158 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11158.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11157.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11157 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11157.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11156.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF Under NYSE Arca Equities Rule 8.600 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11156 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11156.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11155.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., the Chicago Board Options Exchange, Incorporated, and C2 Options Exchange, Incorporated 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11155 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11155.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11154.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Rebates 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11154 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11154.pdf https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11153.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Rollout of the New Options Floor Broker Management System Until September 1, 2014 2014-05-15T00:00:00-07:00 2014-05-15T00:00:00-07:00 2014-11153 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11153.pdf