<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/12?registers=between Sat, 04 May 2024 10:44:23 -0700 Sat, 04 May 2024 10:44:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/12?registers=between Notice - In the Matter of Imaging Diagnostic Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10922.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10922.html Mon, 12 May 2014 00:00:00 -0700 2014-10922 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10922.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Trading on Its Trading System https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10785.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10785.html Mon, 12 May 2014 00:00:00 -0700 2014-10785 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10785.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Change Certain Fees Applicable to Liquidity Providers, Eliminate a Rebate and Adopt a Fee for Removing Liquidity, and Reducing a Fee for Routed Orders, All With Respect to Securities Priced at $1.00 or Greater https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10779.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10779.html Mon, 12 May 2014 00:00:00 -0700 2014-10779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10779.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10778.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10778.html Mon, 12 May 2014 00:00:00 -0700 2014-10778 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10778.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10777.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10777.html Mon, 12 May 2014 00:00:00 -0700 2014-10777 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10777.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10776.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10776.html Mon, 12 May 2014 00:00:00 -0700 2014-10776 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10776.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 6.3. To Replace the Reference to “GOOG” With “GOOGL” https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10775.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10775.html Mon, 12 May 2014 00:00:00 -0700 2014-10775 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10775.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10774.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10774.html Mon, 12 May 2014 00:00:00 -0700 2014-10774 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10774.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10773.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10773.html Mon, 12 May 2014 00:00:00 -0700 2014-10773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10773.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of Certain Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10772.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10772.html Mon, 12 May 2014 00:00:00 -0700 2014-10772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10772.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10771.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10771.html Mon, 12 May 2014 00:00:00 -0700 2014-10771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10771.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Making Changes in the Position Limits and Accountability Levels of CME Cleared OTC FX Spot, Forward and Swap Contracts https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10770.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10770.html Mon, 12 May 2014 00:00:00 -0700 2014-10770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10770.pdf