Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/12?limit=200&registers=between&mode=atom 2024-05-04T02:33:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10922.html Notice - In the Matter of Imaging Diagnostic Systems, Inc.; Order of Suspension of Trading 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10922 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10922.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10785.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Trading on Its Trading System 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10785 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10785.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10779.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Change Certain Fees Applicable to Liquidity Providers, Eliminate a Rebate and Adopt a Fee for Removing Liquidity, and Reducing a Fee for Routed Orders, All With Respect to Securities Priced at $1.00 or Greater 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10779.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10778.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10778 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10778.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10777.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Mini Options 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10777 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10777.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10776.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10776 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10776.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10775.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 6.3. To Replace the Reference to “GOOG” With “GOOGL” 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10775 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10775.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10774.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10774 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10774.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10773.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10773.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10772.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of Certain Funds of the ProShares Trust 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10772.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10771.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10771.pdf https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10770.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Making Changes in the Position Limits and Accountability Levels of CME Cleared OTC FX Spot, Forward and Swap Contracts 2014-05-12T00:00:00-07:00 2014-05-12T00:00:00-07:00 2014-10770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10770.pdf