Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/08?limit=200&registers=between&mode=atom 2024-11-21T23:50:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10543.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rules, Amendments To Conform the Board's Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications, as Modified by Amendment No. 1 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10543 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10543.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10542.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5 Regarding the Route Peg Order 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10542 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10542.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10541.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5 Regarding the Route Peg Order 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10541 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10541.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10540.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10540 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10540.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10539.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 To Adopt Rules Governing an Opening Auction Process for Electronic Complex Orders and To Amend and Reorganize Existing Rules Specifying Available Electronic Complex Order Types and Modifiers 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10539 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10539.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10538.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 980NY To Adopt Rules Governing an Opening Auction Process for Electronic Complex Orders and To Amend and Reorganize Existing Rules Specifying Available Electronic Complex Order Types and Modifiers 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10538 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10538.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10537.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10537 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10537.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10536.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of Certain Delayed Market Data on CBOE Web Sites 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10536 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10536.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10535.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10535 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10535.pdf https://regulations.justia.com/regulations/fedreg/2014/05/08/2014-10534.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration Requirements of Permit Holders and Associated Persons of Permit Holders 2014-05-08T00:00:00-07:00 2014-05-08T00:00:00-07:00 2014-10534 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-08/pdf/2014-10534.pdf