Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/07?limit=200&registers=between&mode=atom 2024-11-21T22:59:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10553.html Notice - In the Matter of: Genosys, Inc.: Order of Suspension of Trading 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10553 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10553.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10437.html Notice - Securities Exchange Act of 1934; In the Matter of Exchange Act Rule 13p-1 and Form SD; Order Issuing Stay 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10437 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10437.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10408.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10408 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10408.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10389.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Amex Options-Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10389 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10389.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10388.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Arca Options-Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10388 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10388.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10387.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10387 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10387.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10386.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Quarterly Options Series Program 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10386 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10386.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10385.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10385 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10385.pdf https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10384.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Self-Trades and FINRA Rule 5210 (Publication of Transactions and Quotations) May 1, 2014. 2014-05-07T00:00:00-07:00 2014-05-07T00:00:00-07:00 2014-10384 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10384.pdf