<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/05?registers=between Sun, 05 May 2024 07:12:26 -0700 Sun, 05 May 2024 07:12:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10362.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10362.html Mon, 05 May 2014 00:00:00 -0700 2014-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10362.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt and Amend Certain Customer Protection and Financial Rules https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10171.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10171.html Mon, 05 May 2014 00:00:00 -0700 2014-10171 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10171.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Text Related to Acceptable Trade Range in Chapter VI, Section 10 of the BX Options Rules https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10170.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10170.html Mon, 05 May 2014 00:00:00 -0700 2014-10170 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10170.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 901 To Replace the Reference to “GOOG” with “GOOGL” https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10169.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10169.html Mon, 05 May 2014 00:00:00 -0700 2014-10169 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10169.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Treatment of Intermarket Sweep Orders Entered Prior to the Completion of the Options Opening Process of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10168.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10168.html Mon, 05 May 2014 00:00:00 -0700 2014-10168 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10168.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10142.html https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10142.html Mon, 05 May 2014 00:00:00 -0700 2014-10142 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-05/pdf/2014-10142.pdf