Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/05/02?limit=200&registers=between&mode=atom 2024-05-02T12:45:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10143.html Notice - Proposed Collection; Comment Request 2014-05-02T00:00:00-07:00 2014-05-02T00:00:00-07:00 2014-10143 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10143.pdf https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10042.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Short Term Option Series 2014-05-02T00:00:00-07:00 2014-05-02T00:00:00-07:00 2014-10042 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10042.pdf https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10041.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Revisions Consistent with U.S. Commodity Futures Trading Commission (“CFTC”) Recommendations 2014-05-02T00:00:00-07:00 2014-05-02T00:00:00-07:00 2014-10041 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10041.pdf https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-09108.html Proposed Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers 2014-05-02T00:00:00-07:00 2014-05-02T00:00:00-07:00 2014-09108 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-09108.pdf