Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/04/25?limit=200&registers=between&mode=atom 2020-09-22T05:40:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09398.html Notice - Submission for OMB Review; Comment Request 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09398 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09398.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09397.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule With Respect to Securities Priced at $1.00 or Greater 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09397 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09397.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09396.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 To Update Rules Related to the Exchange's Order Types and Modifiers 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09396 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09396.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09395.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Security Futures Risk Disclosure Statement 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09395 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09395.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09394.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice Entitled “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09394 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09394.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09393.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing PHLX Proprietary Products 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09393 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09393.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09392.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing PHLX Proprietary Products 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09392 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09392.pdf https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09391.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs 2014-04-25T00:00:00-07:00 2014-04-25T00:00:00-07:00 2014-09391 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09391.pdf