Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/04/14?limit=200&registers=between&mode=atom 2024-05-10T10:31:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08475.html Notice - In the Matter of GrowLife, Inc., File No. 500-1; Order of Suspension of Trading 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08475.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08299.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Emergency and Extraordinary Market Conditions 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08299 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08299.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08287.html Notice - ALPS ETF Trust, et al.; Notice of Application 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08287 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08287.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08286.html Notice - Professionally Managed Portfolios and Balter Liquid Alternatives, LLC; Notice of Application 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08286 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08286.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08285.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08285 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08285.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08284.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08284 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08284.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08283.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08283 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08283.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08282.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08282 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08282.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08281.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Governing Pegging Interest 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08281 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08281.pdf https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08280.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Governing Pegging Interest 2014-04-14T00:00:00-07:00 2014-04-14T00:00:00-07:00 2014-08280 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08280.pdf