Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/04/07?limit=200&registers=between&mode=atom 2024-04-19T15:22:33-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07840.html Notice - Sunshine Act Meeting 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07840.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07656.html Notice - Proposed Collection; Comment Request 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07656 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07656.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07655.html Notice - Proposed Collection; Comment Request 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07655.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07643.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Change Which Would Authorize the Executive Chairman, the Management Vice Chairman, or the President To Delegate to Other OCC Officers Their Authority To Review and Approve Certain Clearing Member Business Expansion Requests and Changes in Facilities Management Arrangements, Provided That Such Delegate Is an Officer of the Rank of Senior Vice President or Higher 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07643.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07642.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07642 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07642.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07641.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07641 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07641.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07640.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its MXN OTC IRS Clearing Offering 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07640 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07640.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07639.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to CME Rule 281H.02.A. Regarding CME's Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07639 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07639.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07638.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Impose an Extranet Access Fee 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07638 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07638.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07637.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07637 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07637.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07636.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07636 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07636.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07635.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 98-Equities To Adopt a Principles-based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07635 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07635.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07634.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 98 To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07634 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07634.pdf https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07633.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program 2014-04-07T00:00:00-07:00 2014-04-07T00:00:00-07:00 2014-07633 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07633.pdf