Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/04/02?limit=200&registers=between&mode=atom 2020-11-30T22:11:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07358.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07358 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07358.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07357.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program, Which Currently Is Set To Expire on March 28, 2014, for an Additional Six Months 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07357 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07357.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07356.html Proposed Rule - Extension of Comment Period for Asset-Backed Securities Release 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07356 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07356.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07354.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of FLEX Option No Minimum Value Size Pilot Program 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07354 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07354.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07353.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 To Specifically Address the Number and Size of Contra-Parties To a Qualified Contingent Cross Order 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07353 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07353.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07352.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY To Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07352 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07352.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07346.html Notice - Investor Advisory Committee Meeting 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07346 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07346.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07286.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Pilot Program Related to Rule 128, Entitled “Clearly Erroneous Executions For NYSE Equities” 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07286 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07286.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07285.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Pilot Program Related to Rule 128-Equities, Entitled “Clearly Erroneous Executions For Equities” 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07285 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07285.pdf https://regulations.justia.com/regulations/fedreg/2014/04/02/2014-07279.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, As Modified by Amendment No. 1, To Clarify the Classification and Reporting of Certain Securities to FINRA 2014-04-02T00:00:00-07:00 2014-04-02T00:00:00-07:00 2014-07279 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-02/pdf/2014-07279.pdf