<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/24?registers=between Mon, 25 Nov 2024 01:13:01 -0800 Mon, 25 Nov 2024 01:13:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/24?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06523.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06523.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06523 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06523.pdf Notice - Order of Suspension of Trading; In the Matter of Network Dealer Services Holding Corp., NextFit, Inc., Rocky Mountain Minerals, Inc., Titan Technologies, Inc., Trudy Corporation, UAGH, Inc., and Uranium 308 Corp. https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06490.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06490.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06490 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06490.pdf Notice - IVI Communications, Inc., Omnicity Corp., Precision Petroleum Corporation, PSB Group, Inc., Sustainable Power Corp., and Whitehall Jewelers Holdings, Inc. (n/k/a WJ Holdings Liquidating Company); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06489.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06489.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06489 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06489.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06467.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06467.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06467 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06467.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06466.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06466.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06466 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06466.pdf Notice - Cybersecurity Roundtable https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06336.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06336.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06336 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06336.pdf Notice - HMS Income Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06306.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06306.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06306 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06306.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06305.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06305.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06305 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06305.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Certain Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06304.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06304.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06304 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Its Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06303.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06303.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06303 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06303.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That Market Maker Complex Orders Cannot Initiate a Complex Order Live Auction https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06302.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06302.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06302 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06302.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify Pricing Applicable To Executions of Mid-Point Passive Liquidity Orders Against Retail Orders Within the Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06301.html https://regulations.justia.com/regulations/fedreg/2014/03/24/2014-06301.html Mon, 24 Mar 2014 00:00:00 -0700 2014-06301 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-24/pdf/2014-06301.pdf