Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/19?limit=200&registers=between&mode=atom 2020-08-03T08:50:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05988.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Establish Pricing for the Retail Liquidity Program and Make Certain Changes Relating to Open Orders 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05988 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05988.pdf https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05987.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Action in Which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange, Inc. 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05987 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05987.pdf https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05986.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6432 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05986 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05986.pdf https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05985.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change to Adopt Rule 980.F 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05985 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05985.pdf https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05984.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify Pricing Applicable to Executions of Mid-Point Passive Liquidity Orders Against Retail Orders Within the Retail Liquidity Program, Effective March 1, 2014 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05984 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05984.pdf https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05983.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program and Multiply Listed Options 2014-03-19T00:00:00-07:00 2014-03-19T00:00:00-07:00 2014-05983 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05983.pdf