Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/18?limit=200&registers=between&mode=atom 2024-11-25T03:00:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-05179.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Adopting Rule 971.1NY for an Electronic Price Improvement Auction for Single-Leg Orders 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 C1-2014-05179 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-05179.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-04792.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 C1-2014-04792 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-04792.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06012.html Notice - Sunshine Act Meeting 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-06012 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06012.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06005.html Notice - Petrotech Oil & Gas, Inc.; Order of Suspension of Trading 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-06005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06005.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05875.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05875.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05874.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05874.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05873.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05873.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05861.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF Under NYSE Arca Equities Rule 8.600 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05861 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05861.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05860.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05860 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05860.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05859.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05859 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05859.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05858.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05858 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05858.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05857.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05857 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05857.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05856.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05856 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05856.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05840.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05840.pdf https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05839.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2014-03-18T00:00:00-07:00 2014-03-18T00:00:00-07:00 2014-05839 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05839.pdf