<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/18?registers=between Sat, 04 May 2024 08:32:03 -0700 Sat, 04 May 2024 08:32:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/18?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Adopting Rule 971.1NY for an Electronic Price Improvement Auction for Single-Leg Orders https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-05179.html https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-05179.html Tue, 18 Mar 2014 00:00:00 -0700 C1-2014-05179 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-05179.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-04792.html https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-04792.html Tue, 18 Mar 2014 00:00:00 -0700 C1-2014-04792 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-04792.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06012.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06012.html Tue, 18 Mar 2014 00:00:00 -0700 2014-06012 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06012.pdf Notice - Petrotech Oil & Gas, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06005.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06005.html Tue, 18 Mar 2014 00:00:00 -0700 2014-06005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06005.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05875.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05875.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05875.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05874.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05874.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05874.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05873.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05873.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05873.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05861.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05861.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05861 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05861.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05860.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05860.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05860 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05860.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05859.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05859.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05859 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05859.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05858.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05858.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05858 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05858.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05857.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05857.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05857 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05857.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05856.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05856.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05856 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05856.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05840.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05840.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05840.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05839.html https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05839.html Tue, 18 Mar 2014 00:00:00 -0700 2014-05839 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05839.pdf