<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/14?registers=between Sun, 24 Nov 2024 16:16:31 -0800 Sun, 24 Nov 2024 16:16:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/14?registers=between Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the Bylaws of the Exchange https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05598.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05598.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05598 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05598.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05597.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05597.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05597 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05597.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Simple Orders Fees For Removing Liquidity https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05596.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05596.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05596 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05596.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05595.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05595.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05595 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05595.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt the Bond Trading License and the Bond Liquidity Provider Programs Pursuant to NYSE Rules 87 and 88 https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05594.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05594.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05594 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05594.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rules Changes Regarding Implementation of Rules To Address Third Party Swap Execution Platforms https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05593.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05593.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05593 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05593.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05592.html https://regulations.justia.com/regulations/fedreg/2014/03/14/2014-05592.html Fri, 14 Mar 2014 00:00:00 -0700 2014-05592 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-14/pdf/2014-05592.pdf