Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/10?limit=200&registers=between&mode=atom 2024-04-23T02:35:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05085.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA's Corporate Financing Rules To Simplify and Refine the Scope of the Rules 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05085 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05085.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05071.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, To Amend Its Rules Related to Complex Orders 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05071.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05057.html Rule - Adoption of Updated EDGAR Filer Manual 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05057 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05057.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05055.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Comply With Recently Adopted Commodity Futures Trading Commission Requirements for Derivatives Clearing Organizations That Accept Deposits of Futures Customer Funds 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05055 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05055.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05032.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the Listing and Trading of Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05032 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05032.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05031.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Supervision 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05031 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05031.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05030.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Adopt a New Pricing Model and Make Other Conforming Changes 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05030 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05030.pdf https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05029.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism 2014-03-10T00:00:00-07:00 2014-03-10T00:00:00-07:00 2014-05029 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05029.pdf