<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/03?registers=between Tue, 30 Apr 2024 12:05:33 -0700 Tue, 30 Apr 2024 12:05:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/03/03?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04558.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04558.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04558.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04557.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04557.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04557 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04557.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04556.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04556.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04556 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04556.pdf Notice - Legg Mason Partners Equity Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04555.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04555.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04555 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04555.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04554.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04554.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04554 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04554.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Section 17, Which Are Rules Applicable to Securities Known as Fixed Return Options, To Reflect a Name Change to Binary Return Derivatives, a Change to the Calculation of the Settlement Price, Updating Rule References, Adding New Text for ByRDs Series Available for Trading, Amending the Quoting and Trading Increment Applicable to ByRDs, and Adding a New Paragraph 8 to Rule 975NY(a) and Amending Rule 975NY(b)(1) To Address Obvious Errors in ByRDs https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04553.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04553.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04553 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04553.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether To Disapprove Proposed Rule Changes To Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04552.html https://regulations.justia.com/regulations/fedreg/2014/03/03/2014-04552.html Mon, 03 Mar 2014 00:00:00 -0800 2014-04552 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-03/pdf/2014-04552.pdf