Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/28?limit=200&registers=between&mode=atom 2024-05-06T02:48:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04435.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04435 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04435.pdf https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04433.html Proposed Rule - Re-Opening of Comment Period for Asset-Backed Securities Release 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04433 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04433.pdf https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04391.html Notice - Cohen & Steers Capital Management, Inc., et al.; Notice of Application 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04391 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04391.pdf https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04390.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting and Dissemination of Transactions in Asset-Backed Securities 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04390 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04390.pdf https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04389 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04389.pdf https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04388.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule 2014-02-28T00:00:00-08:00 2014-02-28T00:00:00-08:00 2014-04388 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04388.pdf