Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/19?limit=200&registers=between&mode=atom 2024-11-22T04:22:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03578.html Notice - Proposed Collection; Comment Request 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03578 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03578.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03577.html Notice - Submission for OMB Review; Comment Request 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03577 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03577.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03576.html Notice - Submission for OMB Review; Comment Request 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03576 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03576.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03575.html Notice - Order Making Fiscal Year 2014 Annual Adjustments to Transaction Fee Rates 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03575 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03575.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03574.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to an Amendment to The Options Clearing Corporation's Unsecured, Committed Credit Agreement 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03574 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03574.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03573.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to per Share Estimated Valuations for Unlisted DPP and REIT Securities 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03573 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03573.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03572.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 8050 (Market Maker Quotations) To Modify the Quotation Requirement 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03572 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03572.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03571.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03571 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03571.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03570.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Exchange's By-Laws 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03570 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03570.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03569.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of iShares Enhanced International Large-Cap ETF and iShares Enhanced International Small-Cap ETF Under NYSE Arca Equities Rule 8.600 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03569 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03569.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03568.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03568 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03568.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03567.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Optional Anti-Internalization Functionality 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03567 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03567.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03566.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Revisions to MSRB Rule G-30, on Prices and Commissions and the Deletion of Rule G-18, on Execution of Transactions 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03566 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03566.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03565.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ OMX PSX's Optional Anti-Internalization Functionality 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03565 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03565.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03564.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Broadening Arbitrators' Authority To Make Referrals During an Arbitration Proceeding 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03564 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03564.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03563.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule By Adopting a Market Access and Connectivity Subsidy 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03563 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03563.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03562.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule in a Number of Different Ways 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03562 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03562.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03561.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Qualified Market Maker Incentive Program and NBBO Setter Incentive Program Under Rule 7014, and the Schedule of Fees and Rebates Under Rule 7018 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03561 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03561.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03560.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Monthly Strategy Cap 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03560 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03560.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03559.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 7510 and Rule 7540 Relating to Fees for the Alternative Display Facility 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03559 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03559.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03558.html Notice - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03558.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03557.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03557 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03557.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03556.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules, Auditing Standard No. 17, Auditing Supplemental Information Accompanying Audited Financial Statements, and Related Amendments to PCAOB Standards 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03556 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03556.pdf https://regulations.justia.com/regulations/fedreg/2014/02/19/2014-03555.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules, Standards for Attestation Engagements Related to Broker and Dealer Compliance or Exemption Reports Required by the U.S. Securities and Exchange Commission and Related Amendments to PCAOB Standards 2014-02-19T00:00:00-08:00 2014-02-19T00:00:00-08:00 2014-03555 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03555.pdf