<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/13?registers=between Fri, 22 Nov 2024 04:49:40 -0800 Fri, 22 Nov 2024 04:49:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/13?registers=between Notice - Centor Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03259.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03259.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03259 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03259.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a CBOE Stock Exchange Fee for Qualification Examination Waiver Requests https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03182.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03182.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03182 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03182.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03174.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03174.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03174 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03174.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03132.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03132.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03132 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03132.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Collateral and Cash Management Fee Changes https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03130.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03130.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03130 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03130.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03129.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03129.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03129.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Not Charge the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03128.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03128.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03128.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Accommodate the Clearing of Physically-Settled Single Stock Futures for Which Delivery Would Occur on the First Business Day After the Maturity Date https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03127.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03127.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03127.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for NASDAQ Basic https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03121.html https://regulations.justia.com/regulations/fedreg/2014/02/13/2014-03121.html Thu, 13 Feb 2014 00:00:00 -0800 2014-03121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-13/pdf/2014-03121.pdf