Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/11?limit=200&registers=between&mode=atom 2024-11-21T14:44:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02934.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02934 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02934.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02933.html Notice - The Gabelli Dividend & Income Trust, et al.; Notice of Application 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02933 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02933.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02899.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2014 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02899 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02899.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02879.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for SPY Options 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02879.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02878.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02878.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02877.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change To Amend Its Rules Regarding Option Orders That Include a Stock Component 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02877.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02876.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 To Modify the Manner by Which MPL-ALO Orders Trade When Triggered by Arriving Interest 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02876.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02875.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Modify the Manner by Which MPL-ALO Orders Trade When Triggered by Arriving Interest 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02875.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02874.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE ArcaBook 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02874.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02873.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02873.pdf https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02872.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Arca Equities Rule 7.25 To Create a Crowd Participant Program on a Pilot Basis to Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs 2014-02-11T00:00:00-08:00 2014-02-11T00:00:00-08:00 2014-02872 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02872.pdf