<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/11?registers=between Mon, 06 May 2024 11:05:52 -0700 Mon, 06 May 2024 11:05:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/11?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02934.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02934.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02934 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02934.pdf Notice - The Gabelli Dividend & Income Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02933.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02933.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02933 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02933.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2014 https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02899.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02899.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02899 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02899.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for SPY Options https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02879.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02879.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02878.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02878.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02878.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change To Amend Its Rules Regarding Option Orders That Include a Stock Component https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02877.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02877.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02877.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 To Modify the Manner by Which MPL-ALO Orders Trade When Triggered by Arriving Interest https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02876.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02876.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02876.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Modify the Manner by Which MPL-ALO Orders Trade When Triggered by Arriving Interest https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02875.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02875.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02875.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE ArcaBook https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02874.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02874.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02874.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02873.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02873.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02873.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Arca Equities Rule 7.25 To Create a Crowd Participant Program on a Pilot Basis to Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02872.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02872.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02872 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02872.pdf