Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/10?limit=200&registers=between&mode=atom 2024-11-22T03:57:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02880.html Notice - Sunshine Act Meeting 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02880.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02834.html Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02834 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02834.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02833.html Rule - Extension of Exemptions for Security-Based Swaps 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02833 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02833.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02766.html Notice - KKR Series Trust and Prisma Capital Partners LP; Notice of Application 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02766 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02766.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02747.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Eliminate the Tape B Adding Tier and Modify the Tape B Step Up Tier 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02747 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02747.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02746.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Tactical High Yield ETF of First Trust Exchange-Traded Fund IV 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02746 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02746.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02745.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Process 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02745 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02745.pdf https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02744.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles 2014-02-10T00:00:00-08:00 2014-02-10T00:00:00-08:00 2014-02744 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02744.pdf