Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/02/03?limit=200&registers=between&mode=atom 2024-11-21T15:06:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02339.html Notice - Sunshine Act Meeting 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02339 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02339.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02251.html Notice - Sunshine Act Meeting 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02251 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02251.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02144.html Notice - Submission for OMB Review; Comment Request 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02144 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02144.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02143.html Notice - Submission for OMB Review; Comment Request 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02143 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02143.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02142.html Notice - The Ohio National Life Insurance Company, et al.; Notice of Application 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02142 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02142.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02141.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02141 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02141.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02140.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program To List and Trade P.M.-Settled S&P 500 Index Option Products 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02140 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02140.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02139.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02139 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02139.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02138.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational Practices 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02138 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02138.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02137.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02137 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02137.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02136.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Inbound Routing of Options Orders 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02136 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02136.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02135.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02135 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02135.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02134.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02134 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02134.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02133.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02133 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02133.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02132.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-02132 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02132.pdf https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-00271.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments To Conform the Board's Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications 2014-02-03T00:00:00-08:00 2014-02-03T00:00:00-08:00 2014-00271 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-00271.pdf