Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/29?limit=200®isters=between&mode=atom2024-05-09T22:12:54-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01836.htmlNotice - Olie, Inc. and Hi Score Corp.; Order of Suspension of Trading2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01836.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01663.htmlNotice - USAA Asset Management Company, et al.; Notice of Application2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01663.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01662.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Merk Gold Trust Pursuant to NYSE Arca Equities Rule 8.2012014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01662.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01661.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Merk Hard Currency ETF Under NYSE Arca Equities Rule 8.6002014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01661.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01660.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Governance Committee Charter2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01660.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01659.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS-Y Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01659.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01658.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Remove the BOX-Top Order2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01658.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01657.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01657.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01656.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA's Corporate Financing Rules To Simplify and Refine the Scope of the Rules2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01656.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01655.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend CBOE's Rules To Enhance the Independence and Integrity of the Regulatory Functions of the Exchange2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01655.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01628.htmlProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2014-01-29T00:00:00-08:002014-01-29T00:00:00-08:002014-01628Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01628.pdf