<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/27?registers=between Fri, 17 May 2024 01:00:52 -0700 Fri, 17 May 2024 01:00:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/27?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01621.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01621.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01621 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01621.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01618.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01618.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01618 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01618.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01513.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01513.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01513 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01513.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities to Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of a Permanent Approval or July 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01427.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01427.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01427 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01427.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of Its Supplemental Liquidity Providers Pilot, Currently Scheduled To Expire on January 31, 2014, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01426.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01426.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01426 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01426.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of Its Supplemental Liquidity Providers Pilot, Currently Scheduled To Expire on January 31, 2014, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01425.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01425.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01425 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01425.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 Which Sets Forth Net Liquid Assets Requirements for Member Organizations That Operate as Designated Market Maker Units https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01424.html https://regulations.justia.com/regulations/fedreg/2014/01/27/2014-01424.html Mon, 27 Jan 2014 00:00:00 -0800 2014-01424 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-27/pdf/2014-01424.pdf