Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/24?limit=200®isters=between&mode=atom2024-11-25T14:21:59-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01406.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc.2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01406.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01405.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Composition of NASDAQ Basic2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01405.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01404.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to NASDAQ Last Sale2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01404.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01403.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 7640A (Data Products Offered By Nasdaq)2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01403.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01402.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Change to the Means of Achieving the Investment Objective Applicable to the STARTM2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01402.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01401.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01401.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01400.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7290 (Price Protection for Limit Orders)2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01400.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01399.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20142014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01399.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01398.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 81302014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01398.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01397.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7280 (Bulk Cancellation of Trading Interest)2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01397.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01396.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20142014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01396.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01395.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Require Alternative Trading Systems To Report Volume Information to FINRA and Use Unique Market Participant Identifiers2014-01-24T00:00:00-08:002014-01-24T00:00:00-08:002014-01395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01395.pdf