<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/22?registers=between Wed, 08 May 2024 11:01:25 -0700 Wed, 08 May 2024 11:01:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01257.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01257.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01257 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01257.pdf Notice - Multi-Strategy Growth & Income Fund and RJL Capital Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01138.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01138.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01138 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01138.pdf Notice - Total Income+ Real Estate Fund and Bluerock Fund Advisor LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01137.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01137.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01137 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01137.pdf Notice - ALPS Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01135.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01135.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01135 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01135.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Complex Order Price Improvement Period (“COPIP”) Transactions https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01108.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01108.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01108 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01108.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Amendments to the Charters for the Membership/Risk Committee, Audit Committee and Performance Committee of OCC's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01107.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01107.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01107 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01107.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Quarterly Options Series Program To Eliminate the Cap on the Number of Additional Series That May Be Listed per Expiration Month for Each Quarterly Options Series in ETF Options https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01106.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01106.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01106 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01106.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01105.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01105.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01105.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01104.html https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01104.html Wed, 22 Jan 2014 00:00:00 -0800 2014-01104 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01104.pdf