Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/22?limit=200&registers=between&mode=atom 2024-05-08T14:03:52-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01257.html Notice - Sunshine Act Meeting 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01257 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01257.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01138.html Notice - Multi-Strategy Growth & Income Fund and RJL Capital Management, LLC; Notice of Application 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01138 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01138.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01137.html Notice - Total Income+ Real Estate Fund and Bluerock Fund Advisor LLC; Notice of Application 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01137 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01137.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01135.html Notice - ALPS Series Trust, et al.; Notice of Application 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01135 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01135.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01108.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Complex Order Price Improvement Period (“COPIP”) Transactions 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01108 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01108.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01107.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Amendments to the Charters for the Membership/Risk Committee, Audit Committee and Performance Committee of OCC's Board of Directors 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01107 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01107.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01106.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Quarterly Options Series Program To Eliminate the Cap on the Number of Additional Series That May Be Listed per Expiration Month for Each Quarterly Options Series in ETF Options 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01106 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01106.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01105.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01105.pdf https://regulations.justia.com/regulations/fedreg/2014/01/22/2014-01104.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-01-22T00:00:00-08:00 2014-01-22T00:00:00-08:00 2014-01104 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/2014-01104.pdf