Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/16?limit=200&registers=between&mode=atom 2024-05-10T11:53:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00740.html Rule - Registration of Municipal Advisors; Temporary Stay of Final Rule 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00740 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00740.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00706.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00706 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00706.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00691.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00691 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00691.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00690.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00690 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00690.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00689.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Applicability of the Competitive Liquidity Provider Program 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00689 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00689.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00688.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Continue Its Priority Customer Rebate Program on an Ongoing Basis 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00688 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00688.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00687.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00687 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00687.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00686.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC (d/b/a ISE Gemini); Order Declaring Effective a Minor Rule Violation Plan for Topaz Exchange, LLC 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00686 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00686.pdf https://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00556.html Rule - Rules of the Securities Investor Protection Corporation 2014-01-16T00:00:00-08:00 2014-01-16T00:00:00-08:00 2014-00556 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00556.pdf