Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/16?limit=200®isters=between&mode=atom2024-05-10T11:53:35-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00740.htmlRule - Registration of Municipal Advisors; Temporary Stay of Final Rule2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00740Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00740.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00706.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00706.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00691.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00691.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00690.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00690.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00689.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Applicability of the Competitive Liquidity Provider Program2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00689.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00688.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Continue Its Priority Customer Rebate Program on an Ongoing Basis2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00688.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00687.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00687.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00686.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC (d/b/a ISE Gemini); Order Declaring Effective a Minor Rule Violation Plan for Topaz Exchange, LLC2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00686.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/16/2014-00556.htmlRule - Rules of the Securities Investor Protection Corporation2014-01-16T00:00:00-08:002014-01-16T00:00:00-08:002014-00556Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-16/pdf/2014-00556.pdf