Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/14?limit=200&registers=between&mode=atom 2024-05-11T14:12:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00558.html Notice - Sunshine Act Meeting 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00558.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00508.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00508 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00508.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00467.html Notice - Submission for OMB Review; Comment Request 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00467 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00467.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00466.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00466 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00466.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00465.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00465 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00465.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00464.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Multiply Listed Options Fees 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00464 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00464.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00463.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination (“RTRS Facility”); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements Under Rules G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40; and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00463.pdf https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00462.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the NASDAQ Stock Market LLC Proposes To Amend Exchange Rule 4754 Governing the NASDAQ Closing Cross (“Cross”) 2014-01-14T00:00:00-08:00 2014-01-14T00:00:00-08:00 2014-00462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00462.pdf