<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/03?registers=between Mon, 25 Nov 2024 14:00:54 -0800 Mon, 25 Nov 2024 14:00:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/03?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Expand the Categories of Civil Judicial Disclosures Permanently Included in BrokerCheck https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31421.html https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31421.html Fri, 03 Jan 2014 00:00:00 -0800 2013-31421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31421.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Include Information About the Member Firms and Their Associated Persons of Any Registered National Securities Exchange That Uses the CRD System for Registration Purposes https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31420.html https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31420.html Fri, 03 Jan 2014 00:00:00 -0800 2013-31420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31420.pdf