Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/01/03?limit=200&registers=between&mode=atom 2024-11-25T13:59:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31421.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Expand the Categories of Civil Judicial Disclosures Permanently Included in BrokerCheck 2014-01-03T00:00:00-08:00 2014-01-03T00:00:00-08:00 2013-31421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31421.pdf https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31420.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Include Information About the Member Firms and Their Associated Persons of Any Registered National Securities Exchange That Uses the CRD System for Registration Purposes 2014-01-03T00:00:00-08:00 2014-01-03T00:00:00-08:00 2013-31420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31420.pdf