Securities and Exchange Commission 2013 – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 2,207
Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies and Request for Comment
Document Number: 2013-25142
Type: Notice
Date: 2013-10-25
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, National Credit Union Administration, Securities and Exchange Commission, Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury, Bureau of Consumer Financial Protection, Board of Governors of the Federal Reserve System
The OCC, Board, FDIC, NCUA, CFPB, and SEC (each an ``Agency'' and collectively, the ``Agencies'') are proposing joint standards for assessing the diversity policies and practices of the entities they regulate. Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') \1\ directed the establishment of an Office of Minority and Women Inclusion (``OMWI Office'') in each Agency. Each OMWI Office is headed by a Director and is responsible for all Agency matters relating to diversity in management, employment, and business activities. Section 342(b)(2)(C) directs each Agency's OMWI Director to develop standards for assessing the diversity policies and practices of entities regulated by that Agency. This proposed interagency policy statement (``Statement'') identifies these proposed standards and requests comment on all aspects of this Statement.
Order of Suspension of Trading; In The Matter of Crown Alliance Capital Limited
Document Number: 2013-25144
Type: Notice
Date: 2013-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Of Suspension of Trading; In the Matter of ARX Gold Corp.
Document Number: 2013-25143
Type: Notice
Date: 2013-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2013-25121
Type: Notice
Date: 2013-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Syntax Analytics, LLC and Syntax ETF Trust; Notice of Application
Document Number: 2013-24919
Type: Notice
Date: 2013-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-24849
Type: Notice
Date: 2013-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24775
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24774
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24773
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24772
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Davidson Kempner Capital Management LLC; Notice of Application
Document Number: 2013-24771
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Arden Investment Series Trust, et al.; Notice of Application
Document Number: 2013-24770
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2013-24776
Type: Notice
Date: 2013-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24671
Type: Notice
Date: 2013-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-24670
Type: Notice
Date: 2013-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions