Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-20T12:02:05-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31172.htmlRule - Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31172Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31172.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31138.htmlNotice - Proposed Collection; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549-0213.2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31138Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31138.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31137.htmlNotice - IndexIQ ETF Trust, et al.; Notice of Application2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31137.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31136.htmlNotice - IndexIQ ETF Trust, et al.; Notice of Application2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31136.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31135.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31135.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31134.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook, as Modified by Amendment No. 12013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31134.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31133.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Its Rules Regarding Option Orders That Include a Stock Component2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31133.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31132.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rules 1064 and 1080 to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31132.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31131.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change To Establish a Retail Liquidity Program on a Pilot Basis for a Period of One Year From the Date of Implementation and Granting Request for a Limited Exemption From Rule 612 of Regulation NMS2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31131.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31130.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Approving Proposed Rule Changes Amending NYSE Rule 104 and NYSE MKT Rule 104-Equities, Each as Modified by an Amendment No. 1, To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchanges' Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31130.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31129.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Options Execution Algorithm With Priority Overlays2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31129.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31128.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Exchange's By-Laws2013-12-30T00:00:00-08:002013-12-30T00:00:00-08:002013-31128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31128.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30969.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of “System Securities” in PSX Rule 3301(b)2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30969.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30968.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of “System Securities” in BX Rule 4751(b)2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30968.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30967.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of “System Securities” in NASDAQ Rule 47512013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30967.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30966.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Risk Management Tools Designed To Allow ETP Holders To Monitor and Address Exposure to Risk2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30966.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30965.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Risk Management Tools Designed To Allow Member Organizations To Monitor and Address Exposure to Risk2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30965.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30964.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Risk Management Tools Designed to Allow Member Organizations to Monitor and Address Exposure to Risk2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30964.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30963.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30963.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30941.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Previously Approved by the Securities and Exchange Commission Through June 30, 20142013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30941.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30940.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes to Amend Commentary .02 to NYSE Amex Options Rule 960NY in order to Extend the Penny Pilot in Options Classes in Certain Issues Previously Approved by the Securities and Exchange Commission through June 30, 20142013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30940.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30939.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30939.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30938.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Certain Rules That Address Wash Sales in Order To Harmonize the Exchange's Rules With the Rules of New York Stock Exchange LLC and the Financial Industry Regulatory Authority2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30938.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30937.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30937.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30936.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Discontinue its Stock Borrow Program2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30936.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30934.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30934.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30933.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules To Hold a Volatility Closing Auction2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30933.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30932.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30932.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30931.htmlNotice - Proposed Collection; Comment Request2013-12-27T00:00:00-08:002013-12-27T00:00:00-08:002013-30931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30931.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30771.htmlNotice - Forethought Variable Insurance Trust, et al.; Notice of Application2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30771.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30770.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30770.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30769.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Complex Orders to Participate in Price Improvement Periods2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30769.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30768.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Update the Rules Governing the Alternative Display Facility2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30768.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30767.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Equities Rule 7.25 in Order To Create a Crowd Participant Program To Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30767.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30766.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30766.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30765.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30765.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30764.htmlNotice - Order Granting Application by Financial Industry Regulatory Authority, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30764.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30763.htmlNotice - Order Granting a Limited Exemption From Rule 102(a) of Regulation M to Certain Business Development Companies Pursuant to Rule 102(e) of Regulation M2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30763.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30762.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30762.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30761.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30761.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30760.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30760.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30759.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30759.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30758.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Single-Sided Order Fees and Credits2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30758.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30796.htmlNotice - CompuSonics Video Corporation, Order of Suspension of Trading2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30796.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30631.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of Manna Core Equity Enhanced Dividend Income Fund Under NYSE Arca Equities Rule 8.6002013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30631.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30629.htmlNotice - Extension of Comment Period for Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30629.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30595.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30595.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30594.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the New Services2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30594.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30593.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reflect the New Services2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30593.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30592.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify BATS Options Market Maker Continuous Quoting Obligation Rules2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30592.pdf