<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12/24?registers=between Mon, 06 May 2024 02:47:05 -0700 Mon, 06 May 2024 02:47:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12/24?registers=between Notice - CompuSonics Video Corporation, Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30796.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30796.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30796 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30796.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of Manna Core Equity Enhanced Dividend Income Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30631.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30631.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30631 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30631.pdf Notice - Extension of Comment Period for Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30629.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30629.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30629 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30629.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30595.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30595.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30595 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30595.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the New Services https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30594.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30594.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30594 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30594.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reflect the New Services https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30593.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30593.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30593 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30593.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify BATS Options Market Maker Continuous Quoting Obligation Rules https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30592.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30592.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30592 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30592.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Diversified Income Exchange-Traded Fund, PIMCO Low Duration Exchange-Traded Fund and PIMCO Real Return Exchange-Traded Fund under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30591.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30591.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30591 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30591.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Credit Option Margin Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30590.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30590.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30590 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30590.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Partial Cabinets and Cabinet Upgrades as Part of its Co-location Services and to Amend its Price List to Reflect the New Services https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30589.html https://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30589.html Tue, 24 Dec 2013 00:00:00 -0800 2013-30589 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30589.pdf