Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12/23?limit=200&registers=between&mode=atom 2024-12-04T17:46:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30499.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30499 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30499.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30454.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Two Features Relating to Complex Orders 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30454 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30454.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30453.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30453 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30453.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30452.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30452 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30452.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30451.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30451 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30451.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30450.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30450 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30450.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30449.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30449 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30449.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30448.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Implementation of Rule 4626(b)(3) 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30448 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30448.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30447.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30447.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30446.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2015 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30446 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30446.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30445.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2015 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30445 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30445.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30444.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30444 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30444.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30443.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Trading Arrangements 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30443 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30443.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30442.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo® at FICC's Government Securities Division 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30442 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30442.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30441.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational Practices 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30441 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30441.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30440.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30440 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30440.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30439.html Notice - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Data Offerings 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30439 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30439.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30438.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the OTC IRS Fee Schedule and Changes to the IRS Manual of Operations 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30438 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30438.pdf