Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12/10?limit=200&registers=between&mode=atom 2020-05-29T04:35:32-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29529.html Notice - Guar Global Ltd.; Order of Suspension of Trading 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29529 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29529.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29528.html Notice - Aden Solutions, Inc.; Order of Suspension of Trading 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29528 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29528.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29474.html Notice - Sunshine Act Meeting 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29474 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29474.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29387.html Notice - Compass Efficient Model Portfolios, LLC, et al.; Notice of Application 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29387 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29387.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29386.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the iShares Liquidity Income Fund 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29386 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29386.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29385.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29385 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29385.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29384.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29384 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29384.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29383.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29383 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29383.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29382.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29382 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29382.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29381.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 925NY To Eliminate the Requirement That Market Makers Comply With the Bid-Ask Differential Requirements Specified in Rule 925NY(b)(4)(A)-(E) When Electronically Bidding and Offering on the Exchange System During the Opening Auction Process 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29381 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29381.pdf https://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29380.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.37A To Eliminate the Requirement That Market Makers Comply With the Bid-Ask Differential Requirements Specified in Rule 6.37(b)(1)(A)-(F) When Electronically Bidding and Offering on the Exchange System During the Opening Auction Process 2013-12-10T00:00:00-08:00 2013-12-10T00:00:00-08:00 2013-29380 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29380.pdf