Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/12/03?limit=200&registers=between&mode=atom 2024-12-28T01:25:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28849.html Notice - Arrow Investment Advisors, LLC, et al.; Notice of Application 2013-12-03T00:00:00-08:00 2013-12-03T00:00:00-08:00 2013-28849 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28849.pdf https://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28848.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Match Trade Prevention Modifier for Limit and Market Orders Submitted to the Exchange 2013-12-03T00:00:00-08:00 2013-12-03T00:00:00-08:00 2013-28848 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28848.pdf https://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28847.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Changes to OCC's By-Laws and Rules in Connection with the Modification of the Individual Registration Categories of the Investment Industry Regulatory Organization of Canada 2013-12-03T00:00:00-08:00 2013-12-03T00:00:00-08:00 2013-28847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28847.pdf https://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28846.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Its Members With a Risk Management Tool That Would Enable Members To Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached 2013-12-03T00:00:00-08:00 2013-12-03T00:00:00-08:00 2013-28846 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28846.pdf https://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28845.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Subscriber Fee 2013-12-03T00:00:00-08:00 2013-12-03T00:00:00-08:00 2013-28845 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28845.pdf