<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/11?registers=between&min-day=1&max-day=30 Wed, 22 May 2024 22:38:25 -0700 Wed, 22 May 2024 22:38:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer a Customer Rebate https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28724.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (“OW”) Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28723 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28723.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28576.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28575 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28575.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Addition of a New Rate Option for Interest Rate Swaps Denominated in Mexican Peso https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28574 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28574.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend CBOE Rule 6.42 https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28573.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28572.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NOM Market Maker Penny Pilot Options Rebate To Add Liquidity https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28571.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28570.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28569.pdf Notice - Life Stem Genetics Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28607.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28607.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28607.pdf Notice - Proxy Advisory Firm Roundtable https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28501.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28501.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28501 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28501.pdf Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28464.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28464.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28464 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28429.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28429.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28429 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28429.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28428.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28428.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28428 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28427.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28427.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28427 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28427.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28426.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28426.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28426.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28425.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28425.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28425 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28425.pdf Notice - Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28424.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28424.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28424 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28424.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Withdrawal of Proposed Rule Change Amending NYSE Arca Rule 6.72 To Make the Penny Pilot Program for Options Permanent https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28423.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28423.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28423 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28423.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Regarding the Designation of a Primary Backup Data Center https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28422.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28422.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28422 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28421.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28421.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28421 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28421.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28420.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28420.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28420 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28420.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28419.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28419.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28418.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28418.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28418 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28418.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Specify the Method of Billing When More Than One Pricing Tier Could Be Applicable https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28417.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28417.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28417 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28417.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4120(c)(7)(C) To Modify the Parameters for Releasing Securities for Trading Upon the Termination of a Trading Halt https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28416.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28416.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28416 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28416.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28415.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28415.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28415.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28414.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28414.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28414 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28414.pdf Notice - In the Matter of Pure H20 Bio-Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28447.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28447.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28447.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28274.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28274.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28274 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28274.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28273.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28273.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28273 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28273.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28272.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28272.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28272 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28272.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28271.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28271.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28271.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28310.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28310.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28310 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28310.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28275.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28275.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28275 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28275.pdf Notice - WisdomTree Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28219.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28219.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28219 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of AdvisorShares Sage Core Reserves ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28162.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28162.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28162 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28162.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Corrections to Chicago Mercantile Exchange Inc. Rule 274H.02.A. Regarding Timing of Determination of the Spot Exchange Rate of Chilean Peso per United States Dollar for Use in Settlement of Cleared Spot, Forward and Swap Contracts https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28161.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28161.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28161 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28161.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28160.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28160.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28160 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28160.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Rule 61(a)(iii)-Equities To Harmonize the Existing Rule Text With the Recent Amendment to the CTA Plan, and Concordant Change to the Nasdaq UTP Plan, Which Provides That Odd-Lot Transactions Are To Be Reported On the Consolidated Tape https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28159.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28159.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28159 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28159.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Rule 61(a)(iii) To Harmonize the Existing Rule Text With the Recent Amendment to the CTA Plan, Which Provides That Odd-Lot Transactions Are To Be Reported on the Consolidated Tape https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28158.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28158.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28158 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28158.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Post-Only Orders Received Prior to the Opening https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28157.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28157.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28157 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28157.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Certain Rule Taxonomy Issues and Postpone Until December 2, 2013 the Operative Date of an Approved Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2013/11/22/2013-28026.html https://regulations.justia.com/regulations/fedreg/2013/11/22/2013-28026.html Fri, 22 Nov 2013 00:00:00 -0800 2013-28026 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-22/pdf/2013-28026.pdf Notice - Order of Suspension of Trading; In the Matter of HouseRaising, Inc., iElement Corporation, InforMedix Holdings, Inc., Nortia Capital Partners, Inc., and PC Universe, Inc. https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-28025.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-28025.html Thu, 21 Nov 2013 00:00:00 -0800 2013-28025 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-28025.pdf Notice - ETFis Series Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27908.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27908.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27908 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27908.pdf Notice - AIM Growth Series (Invesco Growth Series), et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27907.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27907.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27907 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27907.pdf Notice - Joint Industry Plan; BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc. and Topaz Exchange, LLC; Notice of Filing of Proposed National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27906.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27906.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27906 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27906.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27905.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27905.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27905 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27905.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 53.23 Related to CBSX RMM Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27904.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27904.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27904 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27904.pdf